For financial firms looking to enter the regulated market quickly and cost-effectively, the FCA Appointed Representative regime  offers...

For financial firms, ensuring compliance with the Financial Conduct Authority (FCA)  is critical to maintaining trust and avoiding costly...

The regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.

Starling Bank £29 million for poor financial crime controls - DON'T LET IT HAPPEN TO YOU!

Full Customer Due Diligence is important even for clients that you know very well!

Being an AR of expert Analysis Group is a quick and cost effective route to market.

Being an Appointed representative of Expert Analysis Group

Operating a financial services business in the UK without the required authorisation from the Financial Conduct Authority (FCA) is a...

Our clients are typical experienced professional who have worked for investment banks, corporate finance firms, private equity firms or...

A question we are often asked is "Do I need to be regulated?". Unfortunately, it isn't easy to find the answer on the FCA website nor...

Expert Analysis Group has the following permissions and its Appointed Representatives can undertake business that falls within these...

While acting for both the buy side and sell side in the same transaction is possible, it presents significant conflcits of interest.

Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they...

Get paid for making successful introductions to Expert Analysis Group

AML stands for Anti-Money Laundering, which refers to a set of procedures, laws, and regulations designed to stop the practice of...

Yes, Anti-Money Laundering (AML) rules will apply if your firm is an Appointed Representative (AR) of a principal firm in the UK. Both...

Reverse solicitation allows UK firms to have non-uk clients, but its not straightforward!

We were recently asked whether a firm that is not regulated could partner with a firm that is regulated such that the regulated and...

Yes you can. The FCA permissions that Expert Analysis Group has are typical of those of a Corporate Finance firm. You can dig into the...

A management consultant working with a corporate client on an acquisition, may need to be regulated by the FCA!