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Consultation on re-bundeling research with execution fees
The regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.
What can I do if I am an Appointed Representative of Expert Analysis Group?
Expert Analysis Group has the following permissions and its Appointed Representatives can undertake business that falls within these...
Can I have a corporate client that wishes to raise capital and also have investors who want to provide capital as clients?
While acting for both the buy side and sell side in the same transaction is possible, it presents significant conflcits of interest.
Can I run a Corporate Finance business?
Yes you can. The FCA permissions that Expert Analysis Group has are typical of those of a Corporate Finance firm. You can dig into the...
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