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What are the advantages of being an Appointed Representative
Being an AR of expert Analysis Group is a quick and cost effective route to market.
What happens if I should be regulated but I am not?
Operating a financial services business in the UK without the required authorisation from the Financial Conduct Authority (FCA) is a...
What can I do if I am an Appointed Representative of Expert Analysis Group?
Expert Analysis Group has the following permissions and its Appointed Representatives can undertake business that falls within these...
Can I have a corporate client that wishes to raise capital and also have investors who want to provide capital as clients?
While acting for both the buy side and sell side in the same transaction is possible, it presents significant conflcits of interest.
Do I need to notify you of small changes at my firm, such as staff changes or telephone number changes?
Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they...
How do I find out about an FCA regulated firm?
The best way to find out about an FCA regulated firm is to go to the FCA register https://register.fca.org.uk/s/ and use the search...
What is an AIFM?
An AIFM, or Alternative Investment Fund Manager, refers to an entity responsible for managing one or more alternative investment funds...
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