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Do I need to be regulated?
A question we are often asked is "Do I need to be regulated?". Unfortunately, it isn't easy to find the answer on the FCA website nor...
If my firm is regulated can we jointly advise with an unregulated partner?
We were recently asked whether a firm that is not regulated could partner with a firm that is regulated such that the regulated and...
Can I bring investors together to invest collectively in an investment opportunity without being regulated by the FCA?
In the UK, bringing investors together to invest collectively in an investment opportunity typically involves regulated activities such...
Do I need to be regulated to run an investment club in the UK?
Whether an investment club needs to be regulated by the Financial Conduct Authority (FCA) depends on how the club is structured and...
Can I manage investments for other people?
Yes, you can manage investments for other people in the UK, but to do so legally, you must comply with certain regulatory requirements...
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