The regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.

Starling Bank £29 million for poor financial crime controls - DON'T LET IT HAPPEN TO YOU!

Full Customer Due Diligence is important even for clients that you know very well!

Being an AR of expert Analysis Group is a quick and cost effective route to market.

Being an Appointed representative of Expert Analysis Group

Operating a financial services business in the UK without the required authorisation from the Financial Conduct Authority (FCA) is a...

Our clients are typical experienced professional who have worked for investment banks, corporate finance firms, private equity firms or...

A question we are often asked is "Do I need to be regulated?". Unfortunately, it isn't easy to find the answer on the FCA website nor...

Expert Analysis Group has the following permissions and its Appointed Representatives can undertake business that falls within these...

While acting for both the buy side and sell side in the same transaction is possible, it presents significant conflcits of interest.

Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they...

We were recently asked whether a firm that is not regulated could partner with a firm that is regulated such that the regulated and...

The best way to find out about an FCA regulated firm is to go to the FCA register https://register.fca.org.uk/s/ and use the search...

In the UK, bringing investors together to invest collectively in an investment opportunity typically involves regulated activities such...

An AIFM, or Alternative Investment Fund Manager, refers to an entity responsible for managing one or more alternative investment funds...

Yes, you can manage investments for other people in the UK, but to do so legally, you must comply with certain regulatory requirements...