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Consultation on re-bundeling research with execution fees
The regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.
What are the advantages of being an Appointed Representative
Being an AR of expert Analysis Group is a quick and cost effective route to market.
How do you manage your Appointed Representative relationships?
Being an Appointed representative of Expert Analysis Group
Who are the typical clients of Expert Analysis Group?
Our clients are typical experienced professional who have worked for investment banks, corporate finance firms, private equity firms or...
Can I have a corporate client that wishes to raise capital and also have investors who want to provide capital as clients?
While acting for both the buy side and sell side in the same transaction is possible, it presents significant conflcits of interest.
Do I need to notify you of small changes at my firm, such as staff changes or telephone number changes?
Yes, as an Appointed Representative (AR) in the UK, it is generally required to notify the principal firm of any changes, even if they...
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