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How do you manage your Appointed Representative relationships?
Being an Appointed representative of Expert Analysis Group
What happens if I should be regulated but I am not?
Operating a financial services business in the UK without the required authorisation from the Financial Conduct Authority (FCA) is a...
Do I need to be regulated?
A question we are often asked is "Do I need to be regulated?". Unfortunately, it isn't easy to find the answer on the FCA website nor...
What can I do if I am an Appointed Representative of Expert Analysis Group?
Expert Analysis Group has the following permissions and its Appointed Representatives can undertake business that falls within these...
If my firm is regulated can we jointly advise with an unregulated partner?
We were recently asked whether a firm that is not regulated could partner with a firm that is regulated such that the regulated and...
Do management consultants working on mergers and acquisitions need to be regulated by the FCA?
A management consultant working with a corporate client on an acquisition, may need to be regulated by the FCA!
Can I bring investors together to invest collectively in an investment opportunity without being regulated by the FCA?
In the UK, bringing investors together to invest collectively in an investment opportunity typically involves regulated activities such...
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