Can I introduce Appointed Representatives to Expert Analysis Group?John WilsonApr 3, 20241 min readYes you can, and we will pay you for successful introductions. Contact us to find out more.
What Does It Take to Become an FCA-Regulated Appointed Representative?For financial firms looking to enter the regulated market quickly and cost-effectively, the FCA Appointed Representative regime offers...
5 Common FCA Compliance Mistakes and How to Avoid ThemFor financial firms, ensuring compliance with the Financial Conduct Authority (FCA) is critical to maintaining trust and avoiding costly...
Consultation on re-bundeling research with execution feesThe regulator issues a consultation on re-bundeling research with execution fees - good news for sell side research and buy side investors.